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Financial Regulatory Authorities

This page provides a list of financial regulatory authorities from around the world that are responsible for overseeing and regulating the financial markets. Their goal is to minimize violations and reduce risks for investors. These bodies have the power to enforce regulations, stop non-compliant companies, and impose fines. Investors can also turn to them to resolve financial disputes. The effectiveness of these authorities varies depending on the strength of the regulatory system in their respective countries. Some may not provide the level of oversight needed for brokers and financial companies, so it’s crucial to carefully consider the regulatory body overseeing any broker you plan to trade with.

Country Regulator Name Abbreviation
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Spain

Comisión Nacional del Mercado de Valores CNMV
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Australia

Australian Securities and Investment Commission ASIC
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 United Arab Emirates

Dubai Multi Commodities Centre DMCC
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 United Arab Emirates

Central Bank of the UAE CBTU
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Spain

Comisión Nacional del Mercado de Valores CNMV
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Australia

Australian Securities and Investment Commission ASIC
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 United Arab Emirates

Dubai Multi Commodities Centre DMCC
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 United Arab Emirates

Central Bank of the UAE CBTU

Brokerage news

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    President Trump has transitioned from imposing sanctions to implementing tariffs, targeting close allies like Canada with a proposed 25% tax on imports. This move aims to leverage economic power more effectively and bolster...

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    President Trump has transitioned from imposing sanctions to implementing tariffs, targeting close allies like Canada with a proposed 25% tax on imports. This move aims to leverage economic power more effectively and bolster...

    28 Feb , 2025
  • image

    US Shifts from Sanctions to Tariffs

    President Trump has transitioned from imposing sanctions to implementing tariffs, targeting close allies like Canada with a proposed 25% tax on imports. This move aims to leverage economic power more effectively and bolster...

    28 Feb , 2025
  • image

    US Shifts from Sanctions to Tariffs

    President Trump has transitioned from imposing sanctions to implementing tariffs, targeting close allies like Canada with a proposed 25% tax on imports. This move aims to leverage economic power more effectively and bolster...

    28 Feb , 2025
  • image

    Temporary Tariff Pause with Neighbors

    President Trump has transitioned from imposing sanctions to implementing tariffs, targeting close allies like Canada with a proposed 25% tax on imports. This move aims to leverage economic power more effectively and bolster...

    28 Feb , 2025
  • image

    Temporary Tariff Pause with Neighbors

    President Trump has transitioned from imposing sanctions to implementing tariffs, targeting close allies like Canada with a proposed 25% tax on imports. This move aims to leverage economic power more effectively and bolster...

    28 Feb , 2025

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Interest Rates and Inflation 2025: How to Trade Smarter?

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Higher Institute of Management and Information Technology

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